Defined Benefit Retirement Plans

Pension plans can be broadly categorised as eitherdefined benefit plan. Unlike defined contribution
'defined benefit' or 'defined contribution' plans. Aplans, the benefits that employees receive are
pension plan is merely one form of retirementnot indexed to fund performance. Incidentally, the
plan. They are essentially employer-sponsoredcompany or employer is responsible for funding
retirement instruments. The defined benefit andthe plan, determining investment risk undertaken
defined contribution plans are similar only up toand managing the portfolio. The employer has a
that point, however.duty to fund any shortfall at the expense of the
Defined benefit (DB) plans are pension plans thatcompany as a result.
calculate the pension benefits that an employeeDefined benefit plans can also be qualified or
receives from an employer on the basis of aunqualified. Qualified DB plans offer tax incentives
specified formula. The benefits that you receiveto the beneficiary of the plan. Also, the employer
under this plan are typically dependent on yourcan claim for tax benefits for contributions made
salary (pre-retirement income or average salary),to finance employee benefits.
as well as your length of service with theIn recent times, there has been a shift away
company.from the defined benefit plans to defined
DB plans are different from defined contributioncontribution plans. As a concept, the defined
plans in that they are 100% employer-sponsored.benefit plan is a significant liability to companies
All you need to do is work hard and long and thewho are obligated to pay an employee's benefit
company will reward you for years of service andfor the duration of their retirement.
competence with a lumpsum and income forAlso, many baby boomers- who comprise a
retirement. The burden of funding this pensionsignificant segment of the working population- are
plan is squarely on the shoulders of the employer.close to retirement. That reality renders the
It is for this reason that such plans are associatedconcept of the defined benefit plan more
with corporations and state employers.burdensome. Some employers have responded
The formula used for calculating the retirementby ceasing contributions or allowing early
benefits from a DB plan is at the discretion of thewithdrawal of funds by employees.
employer. The maximum benefit for employees isChoosing an employer with a defined-benefit plan
regulated by pension laws and may also haveis somewhat risky, since it is likely that you will be
employer-defined limits as well. For instance, oneleft to develop your own income stream once the
employer offers employees- who worked for aplan is terminated. Some companies have stopped
minimum of 33.33 years - a lumpsum that is tentheir defined benefit plan and offered their
times their monthly pre-retirement income and aemployees lumpsum benefits from it. Though
monthly pension equal to half of their last salarydefined contribution plans involve greater
upon retirement. Other formulae may state thatuncertainty, they are preferred by employers
the employee will receive a certain percentage ofsince they operate on the basis of contributions.
their pre-retirement income (2%) for every yearDefined benefit plans offer more security but
that they worked.they are becoming less favourable to employers,
Employers will usually have a pension fund that isparticularly after the economic downturn of 2008.
devoted to funding employee pensions under the